The Decentralized Model of Patient Identification in the U.S.
In the United States, there is no single, universally adopted standard for a unique patient identifier. This system is largely decentralized, with individual healthcare providers and facilities assigning their own identification numbers. A hospital, for instance, assigns a unique medical record number (MRN) to every patient whose record it maintains. This MRN is used to track all patient interactions and medical information within that specific hospital or healthcare system. This decentralized model, while functional for a single institution, makes tracking a patient across different providers and health systems a significant challenge.
The Role of the Enterprise Master Patient Index (EMPI)
To overcome the limitations of siloed patient records within a single healthcare system, many organizations utilize an Enterprise Master Patient Index (EMPI). An EMPI is a system that identifies and links all the various identifiers associated with a single patient across different departments and facilities within that larger system. For example, if a hospital network includes an emergency room, a pharmacy, and several clinics, the EMPI ensures that a patient's records from each of these disparate systems are correctly associated with a single, unified patient identity. Most EMPIs use patient-matching algorithms to perform this crucial function.
The Impact of Private Companies and Health Information Exchanges
Beyond individual hospital systems, private companies and regional health information exchanges (HIEs) also play a significant role in patient identification. Companies like Experian Health use advanced referential matching technologies that cross-reference vast datasets to create universal patient identifiers (UPIs) that can link records across disparate healthcare systems. These identifiers are not patient-facing but are used by providers and payers to create a more comprehensive view of a patient's record across the healthcare ecosystem. Similarly, HIEs facilitate information sharing by using an EMPI to cross-reference multiple patient identifiers from various participating health organizations.
The Crucial Process of Patient Matching
In the absence of a national unique patient identifier, the accurate matching of patient records is paramount for safety and continuity of care. This process is typically performed by sophisticated algorithms that compare multiple demographic data points.
- Deterministic Algorithms: These are the most straightforward, classifying records as a match only if they meet a specific, predefined threshold of agreement, often based on a unique identifier combined with other non-unique ones, such as date of birth.
- Probabilistic Algorithms: These are more advanced and can characterize the uncertainty in a matching process. They assign a statistical likelihood that two records belong to the same person, allowing for variations like typos or name changes.
The Risks and Implications of Misidentification
When patient records are not accurately matched, significant risks arise. Incorrectly combining two different patients' records is known as an 'overlay,' while incorrectly splitting a single patient's record creates duplicates. This can lead to serious medical errors, including incorrect diagnoses, wrong-person procedures, and missed test results. According to Health Affairs, the average rate of duplicate records in a healthcare system was as high as 18% in 2018. Efficient patient identity management leads to high patient identity integrity, which is vital for patient safety.
Patient Identification Methods at a Glance
Method | Assigning Entity | Scope | Accuracy | Privacy Concerns |
---|---|---|---|---|
Medical Record Number (MRN) | Individual hospital or clinic | Limited to one healthcare system | High within a single system | Low, for internal use |
EMPI-assigned ID | Enterprise healthcare system | Across multiple facilities in a network | High, with algorithmic matching | Moderate, links data across multiple departments |
Biometric ID (e.g., finger scan) | Healthcare facility with biometric tech | Dependent on provider's technology | Extremely High | High, involves sensitive personal data |
Referential Matching ID | Private vendor | Across multiple disparate systems | High, based on external data sources | Moderate to high, uses broad data sets |
Future Directions and Emerging Strategies
The healthcare industry continues to explore emerging strategies for improving patient identification. Biometrics, which use unique physical characteristics like fingerprints or facial patterns, offer a highly accurate solution but require investment in specialized technology and raise some privacy concerns. Furthermore, radio-frequency identification (RFID) tags are being explored for enhanced tracking. The ongoing push for a national unique patient identifier in the U.S. remains contentious due to privacy issues but is widely supported by the health industry for its potential to improve safety and efficiency. A full overview of patient identity management strategies can be found in a National Center for Biotechnology Information (NCBI) publication here: Managing Patient Identity Across Data Sources - NCBI.
Conclusion
In summary, the question of who assigns a unique ID to the patient has a multi-layered answer, primarily resting with individual healthcare systems and supplemented by advanced technological solutions. While a centralized national system has been halted by privacy concerns in the U.S., the use of EMPIs, sophisticated matching algorithms, and biometrics helps ensure patient records are correctly linked. Understanding this complex landscape is key for both healthcare professionals and patients seeking to improve the accuracy and integrity of health information.